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Uniform Securities Act
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171	UIIPA MKT9010 GSP ENROLL 0214 Page 1 of 12 Pennsylvania 529 Guaranteed Savings Plan Enrollment Form • Please complete this form if you would like to establish a new Pennsylvania 529 Guaranteed Savings Plan (GSP) Acco Add to Reading List Source URL: www.pa529.com Language: English - Date: 2014-03-03 13:09:05 Uniform Gifts to Minors Act United States securities law Upromise Coverdell Education Savings Account Pennsylvania Finance United States Economics Internal Revenue Code Tax avoidance Taxation in the United States
172	2010 UNCLAIMED PROPERTY REPORT CHECKLIST - Page 1 REMINDER: Effective 2006, Negative Reports ($0.00 reports) are no longer required. Please use this checklist and refer to our website - www.wywindfall.gov - scroll down t Add to Reading List Source URL: treasurer.state.wy.us Language: English - Date: 2010-06-02 15:23:33 Payment systems Lost mislaid and abandoned property Personal property law Squatting Uniform Gifts to Minors Act Cheque Security Investment Business United States securities law Finance
173	Patricia Struck Patricia Struck, Administrator of the Division of Securities with the Wisconsin Department of Financial Institutions, was elected President of the North American Securities Administrators Association (NA Add to Reading List Source URL: www.sec.gov Language: English - Date: 2006-07-12 12:58:15 Securities regulation in the United States Financial economics Financial system Finance Uniform Securities Act Office of the Kansas Securities Commissioner United States securities law Financial regulation North American Securities Administrators Association
174	Form U-1 Uniform Application to Register Securities Application to _____________________________________ of the State of ______________________ pursuant to Section _________________________________ of the _______________ Add to Reading List Source URL: www.ofi.louisiana.gov Language: English - Date: 2007-06-20 14:16:52 United States securities law Finance SEC filings Investment 73rd United States Congress Securities Act Prospectus Registration statement Security United States Securities and Exchange Commission Stock market Financial economics
175	DEPARTMENT OF COMMERCE AND CONSUMER AFFAIRS Business Registration Division News Release LINDA LINGLE GOVERNOR Add to Reading List Source URL: files.hawaii.gov Language: English - Date: 2013-06-06 22:03:54 Fraud Charles Ponzi Ponzi scheme Uniform Securities Act Confidence tricksters Crime Ethics
176	STATE OF MICHIGAN DEPARTMENT OF LABOR & ECONOMIC GROWTH OFFICE OF FINANCIAL AND INSURANCE SERVICES Before the Commissioner of the Office of Financial and Insurance Services In the matter of: Matthews Consultants Add to Reading List Source URL: www.michigan.gov Language: English - Date: 2012-12-07 19:36:47 Security Stock market Uniform Securities Act Broker-dealer Financial system Financial economics United States securities law Investment
177	2012 UNCLAIMED PROPERTY REPORT CHECKLIST - Page 1 REMINDER: Effective 2006, Negative Reports ($0.00 reports) are no longer required. Please use this checklist and refer to our website - www.wywindfall.gov - scroll down t Add to Reading List Source URL: treasurer.state.wy.us Language: English - Date: 2012-05-21 15:49:55 Taxation in the United States Lost mislaid and abandoned property Personal property law Squatting Escrow Dividend Uniform Gifts to Minors Act Security Law United States securities law Personal finance
178	ADMINISTRATIVE PROCEEDING BEFORE THE SECURITlES COMMISSIONER OF SOUTH CAROLf~A fN RE: ) Add to Reading List Source URL: www.scag.gov Language: English - Date: 2013-09-16 15:16:05 House of Morgan Auction rate security Washington Mutual Bear Stearns Chase Securities market Uniform Securities Act J.P. Morgan & Co. Investment JPMorgan Chase Financial economics
179	Microsoft Word - DTC CPSS IOSCO assessment[removed]final (2).docx Add to Reading List Source URL: www.dtcc.com Language: English - Date: 2013-11-01 14:24:05 Financial system Depository Trust & Clearing Corporation Clearing Settlement Central securities depository Short Uniform Commercial Code ACT Repurchase agreement Financial economics Securities Finance
180	2009 UNCLAIMED PROPERTY REPORT CHECKLIST - Page 1 REMINDER: Effective 2006, Negative Reports ($0.00 reports) are no longer required. Please use this checklist and refer to our website - www.wywindfall.gov - scroll down t Add to Reading List Source URL: treasurer.state.wy.us Language: English - Date: 2009-06-19 18:15:19 United States securities law Tax avoidance Taxation in the United States Uniform Gifts to Minors Act Real property law Payment systems Lost mislaid and abandoned property Escrow Security Finance Law Business

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